Justin Chen | Chief Compliance Officer

Justin Chen serves as the Chief Compliance Officer at Tigress Financial Partners, LLC.  He has over 26 years of experience in the Financial Industry. 

Prior to joining Tigress, Mr. Chen was the CCO at TradeOff Financial, Allied Millennial Partners, Millennial Advisers, OneSourceFi and Banorte-Ixe Securities International.  He began his career as equity trader, managed a trade desk, managed Broker Dealer Branch Offices and co-founded multiple Broker Dealers and RIA.

Mr. Chen received a BBA in Finance from Radford University.  Mr. Chen holds FINRA series 4, 7, 14, 24, 27, 53, 57, 63, 65, 79 and 99.  He is also a Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory and Compliance Professional (CRCP) and Investment Adviser Certified Compliance Professional (IACCP).

646.780.8922
jchen@tigressfp.com